Brian Marks

Brian Marks is the President of Knopman Marks, a financial-services training firm that prepares candidates for FINRA securities licensing exams — the SIE, Series 7, 63, 65, 66, 79, and the full series catalog — and partners with broker-dealers on compliance and talent development. He has spent his career at the intersection of securities regulation and professional education, helping financial professionals build the regulatory knowledge and judgment that demanding Wall Street roles require. He speaks credibly to FINRA and SEC regulatory frameworks, securities licensing and exam-prep trends, hiring shifts across financial-services firms, and the role of AI as a companion to — not a substitute for — human skill-building in corporate learning and development.